registered investment adviser
A person or firm that gives investment advice for pay and is registered with the government to do so.
A definition says what a thing is; it never says whether it fits you. The guides explain how it works and name the professional who confirms it for a particular person. The No Advice Disclosure.
Words beside it
- investment grade
A label given to a bond from a borrower that rating agencies consider unlikely to miss payments, meaning it is seen as a relatively safe loan. It is not a guarantee but it signals the borrower has solid finances.
- licensed adviser
A person or firm that has met government requirements to give financial advice and is officially registered with authorities to do so.
- registered representative
A person who works for a broker dealer and is licensed to buy and sell investments on behalf of customers.
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